SEC Form 4 · accession 0001225208-15-007450

ADT Corp · ADT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP/Controller

Period of report

Mar 9, 2015

Accepted (ET)

Mar 10, 2015 · 5:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001546640

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 9, 2015	M	4,949	$28.387	A	21,261	D
Common Stock	Mar 9, 2015	M	2,047	$23.8843	A	23,308	D
Common Stock	Mar 9, 2015	M	792	$21.6169	A	24,100	D
Common Stock^F1	Mar 9, 2015	S	16,916	$38.0931	D	7,184	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2	$21.6169	Mar 9, 2015	M	792	D	—	Sep 30, 2019	Common Stock	792	0	D
Employee Stock Option (Right to Buy)^F3	$23.8843	Mar 9, 2015	M	2,047	D	—	Oct 11, 2020	Common Stock	2,047	0	D
Employee Stock Option (Right to Buy)^F4	$28.387	Mar 9, 2015	M	4,949	D	—	Oct 11, 2021	Common Stock	4,949	2,475	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.071 to $38.137, inclusive. The reporting person undertakes to provide to The ADTCorporation, any security holder of The ADT Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2An option which vested in equal increments on October 1, 2010, 2011, 2012 and 2013.
F3An option which vested in equal increments on October 12, 2011, 2012, 2013 and 2014.
F4An option which vests in equal increments on October 12, 2012, 2013, 2014 and 2015.