SEC Form 4 · accession 0001225208-15-003898
ADT Corp · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark N. Edoff
Officer — SVP/Bus. Ops
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 11,497 | $36.4222 | A | 44,610 | D | |
| Common Stock | Feb 12, 2015 | S | 11,497 | $37.50 | D | 33,113 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $36.4222 | Feb 12, 2015 | M | 11,497 | D | — | Mar 9, 2015 | Common Stock | 11,497 | 0 | D |
Explanation of responses
- F1An option which vested in equal increments on March 10, 2006, 2007 and 2008 and which expires on March 9, 2015.