SEC Form 4 · accession 0001546417-19-000033
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Smith
Officer — Chairman and CEO · Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | M | 28,055 | $0.00 | A | 269,620 | D | |
| Common StockF2 | Feb 22, 2019 | F | 7,187 | $21.97 | D | 262,433 | D | |
| Common StockF1 | Feb 22, 2019 | M | 19,824 | $0.00 | A | 282,257 | D | |
| Common StockF2 | Feb 22, 2019 | F | 4,844 | $21.97 | D | 277,413 | D | |
| Common StockF3 | Feb 25, 2019 | M | 45,064 | $0.00 | A | 322,477 | D | |
| Common StockF4 | Feb 25, 2019 | F | 17,714 | $21.94 | D | 304,763 | D | |
| Common StockF1 | Feb 25, 2019 | M | 28,002 | $0.00 | A | 332,765 | D | |
| Common StockF2 | Feb 25, 2019 | F | 11,019 | $21.94 | D | 321,746 | D | |
| Common StockF3 | Feb 26, 2019 | M | 40,399 | $0.00 | A | 362,145 | D | |
| Common StockF4 | Feb 26, 2019 | F | 15,898 | $21.61 | D | 346,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F5,F7,F8 | $0.00 | Feb 22, 2019 | M | 28,055 | D | — | — | Common Stock | 28,055 | 56,110 | D |
| Restricted Stock UnitsF6,F5,F9,F8 | $0.00 | Feb 22, 2019 | M | 19,824 | D | — | — | Common Stock | 19,824 | 59,472 | D |
| Restricted Stock UnitsF6,F5,F10,F8 | $0.00 | Feb 25, 2019 | M | 28,002 | D | — | — | Common Stock | 28,002 | 28,003 | D |
| Stock Option (right to buy)F11 | $24.10 | holding | — | — | — | — | Feb 23, 2028 | Common Stock | 185,695 | 185,695 | D |
| Stock Option (right to buy)F12 | $17.27 | holding | — | — | — | — | Feb 24, 2027 | Common Stock | 267,327 | 267,327 | D |
| Stock Option (right to buy)F13 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 261,122 | 261,122 | D |
| Stock Option (right to buy)F14 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 220,589 | 220,589 | D |
| Stock Option (right to buy)F15 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 177,940 | 177,940 | D |
| Stock Option (right to buy)F15 | $10.03 | holding | — | — | — | — | Jul 1, 2021 | Common Stock | 550,000 | 550,000 | D |
| Stock Option (right to buy)F15 | $6.50 | holding | — | — | — | — | Nov 16, 2019 | Common Stock | 544,202 | 544,202 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F10These restricted stock units, in the original grant amount of 112,010, began vesting in four equal annual installments on February 25, 2017.
- F11These stock options, in the original grant amount of 185,695, began vesting in four equal annual installments on February 23, 2019.
- F12These stock options, in the original grant amount of 267,327, began vesting in four equal annual installments on February 24, 2018.
- F13These stock options, in the original grant amount of 261,122, began vesting in four equal annual installments on February 25, 2017.
- F14These stock options, in the original grant amount of 220,589, began vesting in four equal annual installments on February 26, 2016.
- F15These stock options are fully vested.
- F2These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3Represents shares of common stock acquired upon vesting of certain performance-based share units as a result of achievement of performance goals.
- F4These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain performance-based share units.
- F5Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.
- F6These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F7These restricted stock units, in the original grant amount of 112,220, began vesting in four equal annual installments on February 24, 2018.
- F8This field is not applicable.
- F9These restricted stock units, in the original grant amount of 79,296, began vesting in four equal annual installments on February 23, 2019.