SEC Form 4 · accession 0001546417-19-000028
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donagh Herlihy
Officer — EVP & CIO
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | M | 3,367 | $0.00 | A | 3,367 | D | |
| Common StockF2 | Feb 22, 2019 | F | 846 | $21.97 | D | 2,521 | D | |
| Common StockF1 | Feb 22, 2019 | M | 2,379 | $0.00 | A | 4,900 | D | |
| Common StockF2 | Feb 22, 2019 | F | 706 | $21.97 | D | 4,194 | D | |
| Common StockF3 | Feb 25, 2019 | M | 5,408 | $0.00 | A | 9,602 | D | |
| Common StockF4 | Feb 25, 2019 | F | 1,415 | $21.94 | D | 8,187 | D | |
| Common StockF1 | Feb 25, 2019 | M | 3,360 | $0.00 | A | 11,547 | D | |
| Common StockF2 | Feb 25, 2019 | F | 819 | $21.94 | D | 10,728 | D | |
| Common StockF3 | Feb 26, 2019 | M | 4,850 | $0.00 | A | 15,578 | D | |
| Common StockF4 | Feb 26, 2019 | F | 1,181 | $21.61 | D | 14,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F5,F7,F8 | $0.00 | Feb 22, 2019 | M | 3,367 | D | — | — | Common Stock | 3,367 | 6,734 | D |
| Restricted Stock UnitsF6,F5,F9,F8 | $0.00 | Feb 22, 2019 | M | 2,379 | D | — | — | Common Stock | 2,379 | 7,137 | D |
| Restricted Stock UnitsF6,F5,F10,F8 | $0.00 | Feb 25, 2019 | M | 3,360 | D | — | — | Common Stock | 3,360 | 3,361 | D |
| Restricted Stock UnitsF5,F11,F8 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,731 | 10,731 | D |
| Stock Option (right to buy)F12 | $21.29 | holding | — | — | — | — | Feb 19, 2029 | Common Stock | 27,883 | 27,883 | D |
| Stock Option (right to buy)F13 | $24.10 | holding | — | — | — | — | Feb 23, 2028 | Common Stock | 22,284 | 22,284 | D |
| Stock Option (right to buy)F14 | $17.27 | holding | — | — | — | — | Feb 24, 2027 | Common Stock | 24,060 | 24,060 | D |
| Stock Option (right to buy)F15 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 15,668 | 15,668 | D |
| Stock Option (right to buy)F16 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 26,471 | 26,471 | D |
| Stock Option (right to buy)F17 | $18.12 | holding | — | — | — | — | Oct 1, 2024 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F10These restricted stock units, in the original grant amount of 13,442, began vesting in four equal annual installments on February 25, 2017.
- F11These restricted stock units, in the original amount of 10,731, will begin vesting in three equal annual installments on February 19, 2020.
- F12These stock options, in the original grant amount of 27,883, will begin vesting in three equal annual installments on February 19, 2020.
- F13These stock options, in the original grant amount of 22,284 began vesting in four equal annual installments on February 23, 2019.
- F14These stock options, in the original grant amount of 32,080, began vesting in four equal annual installments on February 24, 2018.
- F15These stock options, in the original grant amount of 31,335, began vesting in four equal annual installments on February 25, 2017.
- F16These stock options, in the original grant amount of 26,471, began vesting in four equal annual installments on February 26, 2016.
- F17These stock options, in the original grant amount of 250,000, began vesting in four equal annual installments on October 1, 2015.
- F2These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3Represents shares of common stock acquired upon vesting of certain performance-based share units as a result of achievement of performance goals.
- F4These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain performance-based share units.
- F5Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.
- F6These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F7These restricted stock units, in the original grant amount of 13,467, began vesting in four equal annual installments on February 24, 2018.
- F8This field is not applicable.
- F9These restricted stock units, in the original grant amount of 9,516, began vesting in four equal annual installments on February 23, 2019.