SEC Form 4 · accession 0001546417-18-000134
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donagh Herlihy
Officer — EVP CIO
Period of report
Oct 5, 2018
Accepted (ET)
Oct 9, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2018 | S | 7,581 | $20.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 9,516 | 9,516 | D |
| Restricted Stock UnitsF2,F5,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,101 | 10,101 | D |
| Restricted Stock UnitsF2,F6,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,721 | 6,721 | D |
| Stock Option (right to buy)F7 | $24.10 | holding | — | — | — | — | Feb 23, 2028 | Common Stock | 22,284 | 22,284 | D |
| Stock Option (right to buy)F8 | $17.27 | holding | — | — | — | — | Feb 24, 2027 | Common Stock | 24,060 | 24,060 | D |
| Stock Option (right to buy)F9 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 15,668 | 15,668 | D |
| Stock Option (right to buy)F10 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 26,471 | 26,471 | D |
| Stock Option (right to buy)F11 | $18.12 | holding | — | — | — | — | Oct 1, 2024 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on November 10, 2017.
- F10These stock options, in the original grant amount of 26,471, began vesting in four equal annual installments on February 26, 2016.
- F11These stock options are fully vested.
- F2Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.
- F3These restricted stock units, in the original grant amount of 9,516, will begin vesting in four equal annual installments on February 23, 2019.
- F4This field is not applicable.
- F5These restricted stock units, in the original grant amount of 13,467, began vesting in four equal annual installments on February 24, 2018.
- F6These restricted stock units, in the original grant amount of 13,442, began vesting in four equal annual installments on February 25, 2017.
- F7These stock options, in the original grant amount of 22,284 will begin vesting in four equal annual installments on February 23, 2019.
- F8These stock options, in the original grant amount of 32,080, began vesting in four equal annual installments on February 24, 2018.
- F9These stock options, in the original grant amount of 31,335, began vesting in four equal annual installments on February 25, 2017.