SEC Form 4 · accession 0001546417-18-000131
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Peter Schmidt
Officer — EVP & Pres. Bonefish Grill
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2018 | M | 2,500 | $0.00 | A | 7,800 | D | |
| Common StockF2 | Oct 1, 2018 | F | 609 | $19.79 | D | 7,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3,F5,F6 | $0.00 | Oct 1, 2018 | M | 2,500 | D | — | — | Common Stock | 2,500 | 0 | D |
| Restricted Stock UnitsF3,F7,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,049 | 7,049 | D |
| Restricted Stock UnitsF3,F8,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,482 | 7,482 | D |
| Restricted Stock UnitsF3,F9,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 12,500 | 12,500 | D |
| Restricted Stock UnitsF3,F10,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,362 | 1,362 | D |
| Restricted Stock UnitsF3,F11,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 625 | 625 | D |
| Restricted Stock UnitsF3,F12,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 828 | 828 | D |
| Stock Option (right to buy)F13 | $24.10 | holding | — | — | — | — | Feb 23, 2028 | Common Stock | 16,507 | 16,507 | D |
| Stock Option (right to buy)F14 | $17.27 | holding | — | — | — | — | Feb 24, 2027 | Common Stock | 23,763 | 23,763 | D |
| Stock Option (right to buy)F15 | $17.96 | holding | — | — | — | — | Aug 1, 2026 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F16 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 8,463 | 8,463 | D |
| Stock Option (right to buy)F17 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 4,000 | 4,000 | D |
| Stock Option (right to buy)F18 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 2,434 | 2,434 | D |
| Stock Option (right to buy)F18 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 4,232 | 4,232 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F10These restricted stock units, in the original grant amount of 2,723, began vesting in four equal annual installments on February 25, 2017.
- F11These restricted stock units, in the original grant amount of 2,500, began vesting in four equal annual installments on September 1, 2016.
- F12These restricted stock units, in the original grant amount of 3,310, began vesting in four equal annual installments on February 26, 2016.
- F13These stock options, in the original grant amount of 16,507 will begin vesting in four equal annual installments on February 23, 2019.
- F14These stock options, in the original grant amount of 23,763, began vesting in four equal annual installments on February 24, 2018.
- F15These stock options, in the original grant amount of 100,000, began vesting in four equal annual installments on August 1, 2017.
- F16These stock options, in the original grant amount of 8,463, began vesting in four equal annual installments on February 25, 2017.
- F17These stock options, in the original grant amount of 4,000, began vesting in four equal annual installments on February 26, 2016.
- F18These stock options are fully vested.
- F2These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
- F4These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F5These restricted stock units, in the original grant amount of 10,000, began vesting in four equal annual installments on October 1, 2015.
- F6This field is not applicable.
- F7These restricted stock units, in the original grant amount of 7,049, will begin vesting in four equal annual installments on February 23, 2019.
- F8These restricted stock units, in the original grant amount of 9,976, began vesting in four equal annual installments on February 24, 2018.
- F9These restricted stock units, in the original grant amount of 25,000, began vesting in four equal annual installments on August 1, 2017.