SEC Form 4 · accession 0001546417-18-000130
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donagh Herlihy
Officer — EVP CIO
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2018 | M | 12,500 | $0.00 | A | 12,500 | D | |
| Common StockF2 | Oct 1, 2018 | F | 4,919 | $19.79 | D | 7,581 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3,F5,F6 | $0.00 | Oct 1, 2018 | M | 12,500 | D | — | — | Common Stock | 12,500 | 0 | D |
| Restricted Stock UnitsF3,F7,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 9,516 | 9,516 | D |
| Restricted Stock UnitsF3,F8,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,101 | 10,101 | D |
| Restricted Stock UnitsF3,F9,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,721 | 6,721 | D |
| Stock Option (right to buy)F10 | $24.10 | holding | — | — | — | — | Feb 23, 2028 | Common Stock | 22,284 | 22,284 | D |
| Stock Option (right to buy)F11 | $17.27 | holding | — | — | — | — | Feb 24, 2027 | Common Stock | 24,060 | 24,060 | D |
| Stock Option (right to buy)F12 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 15,668 | 15,668 | D |
| Stock Option (right to buy)F13 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 26,471 | 26,471 | D |
| Stock Option (right to buy)F14 | $18.12 | holding | — | — | — | — | Oct 1, 2024 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F10These stock options, in the original grant amount of 22,284 will begin vesting in four equal annual installments on February 23, 2019.
- F11These stock options, in the original grant amount of 32,080, began vesting in four equal annual installments on February 24, 2018.
- F12These stock options, in the original grant amount of 31,335, began vesting in four equal annual installments on February 25, 2017.
- F13These stock options, in the original grant amount of 26,471, began vesting in four equal annual installments on February 26, 2016.
- F14These stock options are fully vested.
- F2These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.
- F4These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F5These restricted stock units, in the original grant amount of 50,000, began vesting in four equal annual installments on October 1, 2015.
- F6This field is not applicable.
- F7These restricted stock units, in the original grant amount of 9,516, will begin vesting in four equal annual installments on February 23, 2019.
- F8These restricted stock units, in the original grant amount of 13,467, began vesting in four equal annual installments on February 24, 2018.
- F9These restricted stock units, in the original grant amount of 13,442, began vesting in four equal annual installments on February 25, 2017.