SEC Form 4 · accession 0001546417-18-000085
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Roy Fitzjohn
Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2018 | M | 1,769 | $0.00 | A | 9,324 | D | |
| Common StockF2 | Apr 24, 2018 | F | 531 | $23.66 | D | 8,793 | D | |
| Common StockF1 | Apr 24, 2018 | M | 1,993 | $0.00 | A | 10,786 | D | |
| Common StockF2 | Apr 24, 2018 | F | 598 | $23.66 | D | 10,188 | D | |
| Common StockF1 | Apr 24, 2018 | M | 1,473 | $0.00 | A | 11,661 | D | |
| Common StockF2 | Apr 24, 2018 | F | 442 | $23.66 | D | 11,219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | $0.00 | Apr 24, 2018 | A | 4,419 | A | — | — | Common Stock | 4,419 | 4,419 | D |
| Restricted Stock UnitsF6,F3,F7,F5 | $0.00 | Apr 24, 2018 | M | 1,769 | D | — | — | Common Stock | 1,769 | 3,539 | D |
| Restricted Stock UnitsF6,F3,F8,F5 | $0.00 | Apr 24, 2018 | M | 1,993 | D | — | — | Common Stock | 1,993 | 1,993 | D |
| Restricted Stock UnitsF6,F3,F9,F5 | $0.00 | Apr 24, 2018 | M | 1,473 | D | — | — | Common Stock | 1,473 | 0 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F2These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.
- F4These restricted stock units, in the original grant amount of 4,419, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2019.
- F5This field is not applicable.
- F6These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F7These restricted stock units, in the original grant amount of 5,308, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2018.
- F8These restricted stock units, in the original grant amount of 5,978, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2017.
- F9These restricted stock units, in the original grant amount of 4,419, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2016.