SEC Form 4 · accession 0001546417-18-000084
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Craigie
Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2018 | M | 1,769 | $0.00 | A | 13,637 | D | |
| Common StockF1 | Apr 24, 2018 | M | 1,993 | $0.00 | A | 15,630 | D | |
| Common StockF1 | Apr 24, 2018 | M | 1,473 | $0.00 | A | 17,103 | D | |
| Common StockF2 | holding | — | — | — | 4,040 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | $0.00 | Apr 24, 2018 | A | 4,419 | A | — | — | Common Stock | 4,419 | 4,419 | D |
| Restricted Stock UnitsF6,F3,F7,F5 | $0.00 | Apr 24, 2018 | M | 1,769 | D | — | — | Common Stock | 1,769 | 3,539 | D |
| Restricted Stock UnitsF6,F3,F8,F5 | $0.00 | Apr 24, 2018 | M | 1,993 | D | — | — | Common Stock | 1,993 | 1,993 | D |
| Restricted Stock UnitsF6,F3,F9,F5 | $0.00 | Apr 24, 2018 | M | 1,473 | D | — | — | Common Stock | 1,473 | 0 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F2Represents shares held in trust for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein, and inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose.
- F3Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.
- F4These restricted stock units, in the original grant amount of 4,419, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2019.
- F5This field is not applicable.
- F6These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F7These restricted stock units, in the original grant amount of 5,308, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2018.
- F8These restricted stock units, in the original grant amount of 5,978, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2017.
- F9These restricted stock units, in the original grant amount of 4,419, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2016.