SEC Form 4 · accession 0001546417-17-000111
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Deno
Officer — EVP & CFAO
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 4, 2017 | S | 41,097 | $22.003 | D | 15,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 24,315 | 24,315 | D |
| Restricted Stock UnitsF5,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 18,202 | 18,202 | D |
| Stock Option (right to buy)F6 | $17.27 | holding | — | — | — | — | Feb 24, 2027 | Common Stock | 57,921 | 57,921 | D |
| Stock Option (right to buy)F7 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 56,577 | 56,577 | D |
| Stock Option (right to buy)F8 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 55,760 | 55,760 | D |
| Stock Option (right to buy)F9 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 58,800 | 58,800 | D |
| Stock Option (right to buy)F10 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 72,551 | 72,551 | D |
| Stock Option (right to buy)F11 | $14.58 | holding | — | — | — | — | May 7, 2022 | Common Stock | 400,000 | 400,000 | D |
Explanation of responses
- F1This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan.
- F10These stock options are fully vested.
- F11These stock options, in the original grant amount of 400,000, began vesting in five equal annual installments on May 7, 2013.
- F2Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.000 to $22.020. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- F3These restricted stock units, in the original grant amount of 24,315, will begin vesting in four equal annual installments on February 24, 2018.
- F4This field is not applicable.
- F5These restricted stock units, in the original grant amount of 24,269, began vesting in four equal annual installments on February 25, 2017.
- F6These stock options, in the original grant amount of 57,921, will begin vesting in four equal annual installments on February 24, 2018.
- F7These stock options, in the original grant amount of 56,577, began vesting in four equal annual installments on February 25, 2017.
- F8These stock options, in the original grant amount of 55,760, began vesting in four equal annual installments on February 26, 2016.
- F9These stock options, in the original grant amount of 58,800, began vesting in four equal annual installments on February 27, 2015.