SEC Form 4 · accession 0001546417-17-000050
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Thomas Sullivan
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 25, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2017 | M | 1,992 | $0.00 | A | 1,992 | D | |
| Common StockF1 | holding | — | — | — | 399,296 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 807,899 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | $0.00 | Apr 21, 2017 | A | 5,308 | A | — | — | Common Stock | 5,308 | 5,308 | D |
| Restricted Stock UnitsF5,F4 | $0.00 | Apr 21, 2017 | M | 1,992 | D | — | — | Common Stock | 1,992 | 3,986 | D |
Explanation of responses
- F1Represents shares of Bloomin' Brands, Inc. common stock held by a charitable foundation for which Mr. Sullivan serves as trustee.
- F2Represents shares of common stock owned by CTS Equities, Limited Partnership, an investment partnership ("CTSLP"). Mr. Sullivan is a limited partner of CTSLP and the sole member of CTS Equities, LLC, which is the sole general partner of CTSLP.
- F3These restricted stock units, in the original grant amount of 5,308, will begin vesting in three equal annual installments immediately prior to the issuer's annual meeting of stockholders in 2018.
- F4This field is not applicable.
- F5These restricted stock units, in the original grant amount of 5,978, began vesting in three equal annual installments on April 21, 2017.