SEC Form 4 · accession 0001546417-17-000030
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph John Kadow
Officer — EVP, Chief Legal Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2017 | M | 3,771 | $0.00 | A | 317,488 | D | |
| Common Stock | Feb 25, 2017 | F | 1,232 | $0.00 | D | 316,256 | D | |
| Common StockF1 | Feb 26, 2017 | A | 1,463 | $17.09 | A | 317,719 | D | |
| Common StockF2 | Feb 26, 2017 | F | 478 | $17.09 | D | 317,241 | D | |
| Common StockF1 | Feb 27, 2017 | A | 1,693 | $17.27 | A | 318,934 | D | |
| Common StockF2 | Feb 27, 2017 | F | 542 | $17.27 | D | 318,392 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 24, 2017 | A | 12,594 | A | — | — | Common Stock | 12,594 | 12,594 | D |
| Restricted Stock UnitsF5,F4 | $0.00 | Feb 25, 2017 | M | 3,771 | D | — | — | Common Stock | 3,771 | 11,314 | D |
| Stock Option (right to buy)F6 | $17.27 | Feb 24, 2017 | A | 30,000 | A | — | Feb 24, 2027 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy)F7 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 35,165 | 35,165 | D |
| Stock Option (right to buy)F8 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 24,510 | 24,510 | D |
| Stock Option (right to buy)F9 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 24,331 | 24,331 | D |
| Stock Option (right to buy)F10 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 30,229 | 30,229 | D |
| Stock Option (right to buy)F11 | $10.03 | holding | — | — | — | — | Dec 9, 2021 | Common Stock | 134,250 | 134,250 | D |
| Stock Option (right to buy)F12 | $6.50 | holding | — | — | — | — | Apr 6, 2020 | Common Stock | 19,810 | 19,810 | D |
Explanation of responses
- F1Represents shares of common stock acquired upon vesting of certain performance-based share units as a result of achievement of performance goals.
- F10These stock options, in the original grant amount of 30,229, began vesting in four equal annual installments on February 26, 2014.
- F11These stock options are fully vested.
- F12These stock options are replacement stock options and are fully vested.
- F2These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain performance-based share units.
- F3These restricted stock units, in the original grant amount of 12,594, will begin vesting in four equal annual installments on February 24, 2018.
- F4This field is not applicable.
- F5These restricted stock units, in the original grant amount of 15,085, began vesting in four equal annual installments on February 25, 2017.
- F6These stock options, in the original grant amount of 30,000, will begin vesting in four equal annual installments on February 24, 2018.
- F7These stock options, in the original grant amount of 35,165, began vesting in four equal annual installments on February 25, 2017.
- F8These stock options, in the original grant amount of 24,510, began vesting in four equal annual installments on February 26, 2016.
- F9These stock options, in the original grant amount of 24,331, began vesting in four equal annual installments on February 27, 2015.