SEC Form 4 · accession 0001546417-17-000026
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Smith
Officer — Chairman and CEO · Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2017 | M | 28,002 | $0.00 | A | 70,315 | D | |
| Common Stock | Feb 25, 2017 | F | 7,661 | $0.00 | D | 62,654 | D | |
| Common StockF1 | Feb 26, 2017 | A | 13,163 | $17.09 | A | 75,817 | D | |
| Common StockF2 | Feb 26, 2017 | F | 3,575 | $17.09 | D | 72,242 | D | |
| Common StockF1 | Feb 27, 2017 | A | 12,379 | $17.27 | A | 84,621 | D | |
| Common StockF2 | Feb 27, 2017 | F | 3,386 | $17.27 | D | 81,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 24, 2017 | A | 112,220 | A | — | — | Common Stock | 112,220 | 112,220 | D |
| Restricted Stock UnitsF5,F4 | $0.00 | Feb 25, 2017 | M | 28,002 | D | — | — | Common Stock | 28,002 | 84,008 | D |
| Stock Option (right to buy)F6 | $17.27 | Feb 24, 2017 | A | 267,327 | A | — | Feb 24, 2027 | Common Stock | 267,327 | 267,327 | D |
| Stock Option (right to buy)F7 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 261,122 | 261,122 | D |
| Stock Option (right to buy)F8 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 220,589 | 220,589 | D |
| Stock Option (right to buy)F9 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 177,940 | 177,940 | D |
| Stock Option (right to buy)F10 | $10.03 | holding | — | — | — | — | Jul 1, 2021 | Common Stock | 550,000 | 550,000 | D |
| Stock Option (right to buy)F10 | $6.50 | holding | — | — | — | — | Nov 16, 2019 | Common Stock | 3,312,424 | 3,312,424 | D |
Explanation of responses
- F1Represents shares of common stock acquired upon vesting of certain performance-based share units as a result of achievement of performance goals.
- F10These stock options are fully vested.
- F2These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain performance-based share units.
- F3These restricted stock units, in the original grant amount of 112,220, will begin vesting in four equal annual installments on February 24, 2018.
- F4This field is not applicable.
- F5These restricted stock units, in the original grant amount of 112,010, began vesting in four equal annual installments on February 25, 2017.
- F6These stock options, in the original grant amount of 267,327, will begin vesting in four equal annual installments on February 24, 2018.
- F7These stock options, in the original grant amount of 261,122, began vesting in four equal annual installments beginning on February 25, 2017.
- F8These stock options, in the original grant amount of 220,589, began vesting in four equal annual installments on February 26, 2016.
- F9These stock options, in the original grant amount of 177,940, began vesting in four equal annual installments on February 27, 2015.