SEC Form 4 · accession 0001546417-17-000025
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Kappitt
Officer — EVP & President of Carrabba's
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2017 | M | 2,800 | $0.00 | A | 26,119 | D | |
| Common StockF1 | Feb 25, 2017 | F | 766 | $0.00 | D | 25,353 | D | |
| Common StockF2,F1 | Feb 27, 2017 | A | 870 | $17.27 | A | 26,223 | D | |
| Common StockF3,F1 | Feb 27, 2017 | F | 238 | $17.27 | D | 25,985 | D | |
| Common StockF2,F1 | Feb 26, 2017 | A | 900 | $17.09 | A | 26,885 | D | |
| Common StockF3,F1 | Feb 26, 2017 | F | 247 | $17.09 | D | 26,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Feb 24, 2017 | A | 11,222 | A | — | — | Common Stock | 11,222 | 11,222 | D |
| Restricted Stock UnitsF6,F5 | $0.00 | Feb 25, 2017 | M | 2,800 | D | — | — | Common Stock | 2,800 | 8,401 | D |
| Stock Option (right to buy)F7 | $17.27 | Feb 24, 2017 | A | 26,733 | A | — | Feb 24, 2027 | Common Stock | 26,733 | 26,733 | D |
| Restricted Stock UnitsF8,F5 | $0.00 | holding | — | — | — | — | — | Common Stock | 18,750 | 18,750 | D |
| Restricted Stock UnitsF9,F5 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,250 | 6,250 | D |
| Stock Option (right to buy)F10 | $17.80 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (right to buy)F11 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 26,113 | 26,113 | D |
| Stock Option (right to buy)F12 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 15,074 | 15,074 | D |
| Stock Option (right to buy)F13 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 12,490 | 12,490 | D |
| Stock Option (right to buy)F14 | $23.87 | holding | — | — | — | — | Jan 2, 2024 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F15 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 10,021 | 10,021 | D |
| Stock Option (right to buy)F16 | $10.03 | holding | — | — | — | — | Jul 5, 2021 | Common Stock | 49,227 | 49,227 | D |
Explanation of responses
- F1Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to risk of forfeiture. Of such shares, 6,250 continue to be subject to forfeiture under the plan.
- F10These stock options, in the original grant amount of 50,000, began vesting in four equal annual installments on February 12, 2017.
- F11These stock options, in the original grant amount of 26,113, began vesting in four equal annual installments on February 25, 2017.
- F12These stock options, in the original grant amount of 15,074, began vesting in four equal annual installments on February 26, 2016.
- F13These stock options, in the original grant amount of 12,490, began vesting in four equal annual installments on February 27, 2015.
- F14These stock options, in the original grant amount of 100,000, began vesting in four equal annual installments on January 2, 2015.
- F15These stock options are fully vested.
- F16These stock options are fully vested.
- F2Represents shares of common stock acquired upon vesting of certain performance-based share units as a result of achievement of certain performance goals.
- F3These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain performance-based share units.
- F4These restricted stock units, in the original grant amount of 11,222, will begin vesting in four equal annual installments on February 24, 2018.
- F5This field is not applicable.
- F6These restricted stock units, in the original grant amount of 11,201, began vesting in four equal annual installments on February 25, 2017.
- F7These stock options, in the original grant amount of 26,733, will begin vesting in four equal annual installments on February 24, 2018.
- F8These restricted stock units, in the original grant amount of 25,000, began vesting in four equal annual installments on February 12, 2017.
- F9These restricted stock units, in the original grant amount of 25,000, began vesting in four equal annual installments on January 2, 2015.