SEC Form 4 · accession 0001546417-16-000212
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donagh Herlihy
Officer — EVP Digital and CIO
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 9:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | S | 20,023 | $17.155 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 13,442 | 13,442 | D |
| Restricted Stock UnitsF4,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 25,000 | 25,000 | D |
| Stock Option (right to buy)F5 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 31,335 | 31,335 | D |
| Stock Option (right to buy)F6 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 26,471 | 26,471 | D |
| Stock Option (right to buy)F7 | $18.12 | holding | — | — | — | — | Oct 1, 2024 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Price reflected is the weighted-average sales price for the shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transaction reported was $17.10 to $17.29. The reporting person undertakes to provide to the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- F2These restricted stock units, in the original grant amount of 13,442, will begin vesting in four equal annual installments on February 25, 2017.
- F3This field is not applicable.
- F4These restricted stock units, in the original grant amount of 50,000, began vesting in four equal annual installments on October 1, 2015.
- F5These stock options, in the original grant amount of 31,335, began vesting in four equal annual installments on February 25, 2017.
- F6These stock options, in the original grant amount of 26,471, began vesting in four equal annual installments on February 26, 2016.
- F7These stock options, in the original grant amount of 250,000, began vesting in four equal annual installments on October 1, 2015