SEC Form 4 · accession 0001546417-16-000183
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Peter Schmidt
Officer — EVP & Pres. Bonefish Grill
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Aug 1, 2016 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
| Stock Option (right to buy)F4 | $17.96 | Aug 1, 2016 | A | 100,000 | A | — | Aug 1, 2026 | Common Stock | 100,000 | 100,000 | D |
| Restricted Stock UnitsF5,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,723 | 2,723 | D |
| Restricted Stock UnitsF6,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,500 | 2,500 | D |
| Restricted Stock UnitsF7,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,484 | 2,484 | D |
| Restricted Stock UnitsF8,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,500 | 7,500 | D |
| Restricted Stock UnitsF9,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 593 | 593 | D |
| Stock Option (right to buy)F10 | $17.80 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 23,900 | 23,900 | D |
| Stock Option (right to buy)F11 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 8,463 | 8,463 | D |
| Stock Option (right to buy)F12 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 4,000 | 4,000 | D |
| Stock Option (right to buy)F13 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 2,434 | 2,434 | D |
| Stock Option (right to buy)F14 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 4,232 | 4,232 | D |
| Stock Option (right to buy)F15 | $6.50 | holding | — | — | — | — | Apr 6, 2020 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture. Of such shares, 505 continue to be subject to forfeiture under the plan as of the date of this filing.
- F10These stock options in the original grant amount of 23,900 will begin vesting in four equal annual installments on March 1, 2017.
- F11These stock options in the original grant amount of 8,463 will begin vesting in four equal annual installments on February 25, 2017.
- F12These stock options in the original grant amount of 4,000 began vesting in four equal annual installments on February 26, 2016.
- F13These stock options in the original grant amount of 2,434 began vesting in four equal annual installments on February 27, 2015.
- F14These stock options in the original grant amount of 4,232 began vesting in four equal annual installments on February 26, 2014.
- F15This stock option is a replacement stock option and is fully vested.
- F2These restricted stock units in the original grant amount of 25,000 will begin vesting in four equal annual installments on August 1, 2017.
- F3This field is not applicable.
- F4These stock options in the original grant amount of 100,000 will begin vesting in four equal annual installments on August 1, 2017.
- F5These restricted stock units in the original grant amount of 2,723 will begin vesting in four equal annual installments on February 25, 2017.
- F6These restricted stock units in the original grant amount of 2,500 will begin vesting in four equal annual installments on September 1, 2016.
- F7These restricted stock units in the original grant amount of 3,310 began vesting in four equal annual installments on February 26, 2016.
- F8These restricted stock units in the original grant amount of 10,000 began vesting in four equal annual installments on October 1, 2015.
- F9These restricted stock units in the original grant amount of 1,185 began vesting in four equal annual installments on February 27, 2015.