SEC Form 4 · accession 0001546417-16-000147
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Smith
Officer — EVP&Pres Outback Steakhouse
Period of report
Apr 25, 2016
Accepted (ET)
Apr 26, 2016 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | F | 1,710 | $0.00 | D | 44,099 | D | |
| Common StockF2 | Apr 25, 2016 | A | 6,250 | $0.00 | A | 50,349 | D | |
| Common StockF3,F4 | Apr 25, 2016 | F | 1,710 | $0.00 | D | 48,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 18,047 | 18,047 | D |
| Stock Option (right to buy)F7 | $6.50 | holding | — | — | — | — | Apr 6, 2020 | Common Stock | 249,000 | 249,000 | D |
| Stock Option (right to buy)F8 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 42,070 | 42,070 | D |
| Stock Option (right to buy)F9 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 43,409 | 43,409 | D |
| Stock Option (right to buy)F10 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 29,157 | 29,157 | D |
| Stock Option (right to buy)F11 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 42,280 | 42,280 | D |
Explanation of responses
- F1These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock.
- F10This stock option vests in four equal annual installments beginning on February 27, 2015.
- F11This stock option vests in four equal annual installments beginning on February 26, 2016.
- F2Represent shares of common stock acquired upon vesting of certain performance-based share units as a result of achievement of performance goals.
- F3Represents shares of common stock withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain performance-based share units.
- F4Certain of these shares represent restricted stock units issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture. Of such shares, 6,250 continue to be subject to forfeiture under the plan as of the date of this filing.
- F5These restricted stock units vest in four equal annual installments beginning on February 25, 2017.
- F6This field is not applicable.
- F7This stock option is a replacement stock option and is fully vested.
- F8This stock option vests in four equal annual installments beginning on February 25, 2017.
- F9This stock option vests in four equal annual installments beginning on February 26, 2014.