SEC Form 4 · accession 0001546417-16-000141
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Craigie
Director
Period of report
Apr 22, 2016
Accepted (ET)
Apr 26, 2016 · 12:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 22, 2016 | M | 1,473 | $0.00 | A | 4,505 | D | |
| Common StockF1 | Apr 22, 2016 | M | 1,587 | $0.00 | A | 6,092 | D | |
| Common StockF1 | Apr 22, 2016 | M | 724 | $0.00 | A | 6,816 | D | |
| Common StockF2 | holding | — | — | — | 4,040 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | $0.00 | Apr 22, 2016 | A | 5,978 | A | — | — | Common Stock | 5,978 | 5,978 | D |
| Restricted Stock UnitsF3,F6,F4,F5 | $0.00 | Apr 22, 2016 | M | 1,473 | D | — | — | Common Stock | 1,473 | 2,946 | D |
| Restricted Stock UnitsF3,F6,F4,F5 | $0.00 | Apr 22, 2016 | M | 1,587 | D | — | — | Common Stock | 1,587 | 1,587 | D |
| Restricted Stock UnitsF3,F6,F4,F5 | $0.00 | Apr 22, 2016 | M | 724 | D | — | — | Common Stock | 724 | 0 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F2Represents shares held in trust for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein, and inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of such shares for purposes of Section 16 or for any other purpose.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
- F4These restricted stock units vest as to one-third of the number of shares immediately prior to the issuer's annual meeting of stockholders each year following the date of grant.
- F5This field is not applicable.
- F6These restricted stock units were surrendered in exchange for shares of common stock of the issuer.