SEC Form 4 · accession 0001546417-16-000125
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Scarlett
Officer — EVP & Pres. Bonefish Grill
Period of report
Mar 12, 2016
Accepted (ET)
Mar 14, 2016 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2016 | M | 6,250 | $0.00 | A | 24,453 | D | |
| Common StockF2,F3 | Mar 12, 2016 | F | 1,705 | $0.00 | D | 22,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7,F5 | $0.00 | Mar 12, 2016 | M | 6,250 | D | Mar 12, 2016 | — | Common Stock | 6,250 | 18,750 | D |
| Restricted Stock UnitsF4,F5 | $0.00 | holding | — | — | — | — | — | Common Stock | 14,562 | 14,562 | D |
| Stock Option (right to buy)F8 | $6.50 | holding | — | — | — | — | Sep 2, 2020 | Common Stock | 37,140 | 37,140 | D |
| Stock Option (right to buy)F9 | $6.50 | holding | — | — | — | — | Apr 6, 2020 | Common Stock | 51,360 | 51,360 | D |
| Stock Option (right to buy)F10 | $17.15 | holding | — | — | — | — | Feb 25, 2026 | Common Stock | 33,946 | 33,946 | D |
| Stock Option (right to buy)F11 | $17.80 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 42,056 | 42,056 | D |
| Stock Option (right to buy)F12 | $18.73 | holding | — | — | — | — | Feb 1, 2023 | Common Stock | 75,000 | 75,000 | D |
| Stock Option (right to buy)F13 | $24.14 | holding | — | — | — | — | Mar 12, 2025 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F14 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 12,166 | 12,166 | D |
| Stock Option (right to buy)F15 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 14,706 | 14,706 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F10This stock option vests in four equal annual installments beginning on February 25, 2017.
- F11This stock option vests on March 1, 2018.
- F12This stock option vests in four equal annual installments beginning on February 1, 2014.
- F13This stock option vests in four equal annual installments beginning on March 12, 2016.
- F14This stock option vests in four equal annual installments beginning on February 27, 2015.
- F15This stock option vests in four equal annual installments beginning on February 26, 2016.
- F2These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture. Of such shares, 3,125 continue to be subject to forfeiture under that plan as of the date of this filing.
- F4These restricted stock units vest in four equal annual installments beginning on February 25, 2017.
- F5This field is not applicable.
- F6These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F7These restricted stock units vest in four equal annual installments beginning on March 12, 2016.
- F8This stock option is fully vested.
- F9This stock option is a replacement stock option and is fully vested.