SEC Form 4 · accession 0001546417-16-000117
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Smith
Officer — EVP&Pres Outback Steakhouse
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 45,809 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 25, 2016 | A | 18,047 | A | — | — | Common Stock | 18,047 | 18,047 | D |
| Stock Option (right to buy)F5 | $17.15 | Feb 25, 2016 | A | 42,070 | A | — | Feb 25, 2026 | Common Stock | 42,070 | 42,070 | D |
| Stock Option (right to buy)F4 | $6.50 | holding | — | — | — | — | Apr 6, 2020 | Common Stock | 249,000 | 249,000 | D |
| Stock Option (right to buy)F6 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 43,409 | 43,409 | D |
| Stock Option (right to buy)F7 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 29,157 | 29,157 | D |
| Stock Option (right to buy)F8 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 42,280 | 42,280 | D |
Explanation of responses
- F1Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture. Of such shares, 12,500 continue to be subject to forfeiture under that plan as of the date of this filing.
- F2These restricted stock units vest in four equal annual installments beginning on February 25, 2017.
- F3This field is not applicable.
- F4This stock option is a replacement stock option and is fully vested.
- F5This stock option vests in four equal annual installments beginning on February 25, 2017.
- F6This stock option vests in four equal annual installments beginning on February 26, 2014.
- F7This stock option vests in four equal annual installments beginning on February 27, 2015.
- F8This stock option vests in four equal annual installments beginning on February 26, 2016.