SEC Form 4 · accession 0001546417-16-000115
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Kappitt
Officer — EVP & President of Carrabba's
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 26,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 25, 2016 | A | 11,201 | A | — | — | Common Stock | 11,201 | 11,201 | D |
| Stock Option (right to buy)F6 | $17.15 | Feb 25, 2016 | A | 26,113 | A | — | Feb 25, 2026 | Common Stock | 26,113 | 26,113 | D |
| Restricted Stock UnitsF4,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 12,500 | 12,500 | D |
| Stock Option (right to buy)F5 | $10.03 | holding | — | — | — | — | Jul 5, 2021 | Common Stock | 49,227 | 49,227 | D |
| Stock Option (right to buy)F7 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 10,021 | 10,021 | D |
| Stock Option (right to buy)F8 | $23.87 | holding | — | — | — | — | Jan 2, 2024 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (right to buy)F9 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 12,490 | 12,490 | D |
| Stock Option (right to buy)F10 | $25.36 | holding | — | — | — | — | Feb 26, 2025 | Common Stock | 15,074 | 15,074 | D |
Explanation of responses
- F1Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture. Of such shares, 12,500 continue to be subject to forfeiture under that plan.
- F10This stock option vests in four equal annual installments beginning on February 26, 2016.
- F2These restricted stock units vest in four equal annual installments beginning on February 25, 2017.
- F3This field is not applicable.
- F4These restricted stock units vest in two equal annual installments beginning on January 2, 2017. The original grant was of 25,000 restricted stock units, which vest in four equal annual installments beginning on January 2, 2015. As of the date of this filing, 12,500 restricted stock units vested and were surrendered in exchange for shares of common stock of the issuer.
- F5This stock option vests in five equal annual installments beginning on July 5, 2012.
- F6This stock option vests in four equal annual installments beginning on February 25, 2017.
- F7This stock option vests in four equal annual installments beginning on February 26, 2014.
- F8This stock option vests in four equal annual installments beginning on January 2, 2015.
- F9This stock option vests in four equal annual installments beginning on February 27, 2015.