SEC Form 4 · accession 0001546417-15-000082
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amanda Link Shaw
Officer — SVP, CAO & Int'l Finance
Period of report
Oct 1, 2015
Accepted (ET)
Oct 2, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | M | 2,500 | $0.00 | A | 18,653 | D | |
| Common StockF2,F3 | Oct 1, 2015 | F | 684 | $18.18 | D | 17,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5,F6 | $0.00 | Oct 1, 2015 | M | 2,500 | D | Oct 1, 2015 | — | Common Stock | 2,500 | 7,500 | D |
| Stock Option (right to buy)F7 | $10.03 | holding | — | — | — | — | Dec 16, 2021 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F8 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 9,068 | 9,068 | D |
| Stock Option (right to buy)F9 | $22.76 | holding | — | — | — | — | Sep 3, 2023 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (right to buy)F10 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 12,166 | 12,166 | D |
| Stock Option (right to buy) | $25.36 | holding | — | — | — | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 12,868 | 12,868 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.
- F10This stock option vests in four equal annual installments beginning on February 27, 2015.
- F2These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- F3Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture.Of such shares, 2,500 continue to be subject to forfeiture under that plan as of the date of this filing.
- F4These restricted stock units were surrendered in exchange for shares of common stock of the issuer.
- F5These restricted stock units vest in four equal annual installments beginning on October 1, 2015.
- F6This field is not applicable.
- F7This stock option vests in five equal annual installments beginning on December 16, 2012.
- F8This stock option vests in four equal annual installments beginning on February 26, 2014.
- F9This stock option vests in four equal annual installments beginning on August 7, 2014.