SEC Form 4 · accession 0001546417-15-000019
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amanda Link Shaw
Officer — SVP, CAO & Int'l Finance
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | A | 1,570 | $24.90 | A | 17,350 | D | |
| Common StockF2,F3 | Feb 12, 2015 | F | 513 | $24.90 | D | 16,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | holding | — | — | — | Oct 1, 2015 | — | Common Stock | 10,000 | 10,000 | D |
| Stock Option (right to buy)F6 | $10.03 | holding | — | — | — | — | Dec 16, 2021 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F7 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 9,068 | 9,068 | D |
| Stock Option (right to buy)F8 | $22.76 | holding | — | — | — | — | Sep 3, 2023 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (right to buy)F9 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 12,166 | 12,166 | D |
Explanation of responses
- F1Represents shares of common stock acquired upon vesting of certain performance-based share units as a result of achievement of performance goals.
- F2These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain performance-based share units.
- F3Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture. Of such shares, 2,500 continue to be subject to forfeiture under that plan as of the date of this filing.
- F4These restricted stock units vest in four equal annual installments beginning on October 1, 2015.
- F5This field is not applicable.
- F6This stock option vests in five equal annual installments beginning on December 16, 2012.
- F7This stock option vests in four equal annual installments beginning on February 26, 2014.
- F8This stock option vests in four equal annual installments beginning on August 7, 2014.
- F9This stock option vests in four equal annual installments beginning on February 27, 2015.