SEC Form 4 · accession 0001546417-15-000002
Bloomin' Brands, Inc. · BLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amanda Link Shaw
Officer — SVP, CAO & Int'l Finance
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 10:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | M | 7,973 | $6.50 | A | 23,753 | D | |
| Common StockF2 | Dec 31, 2014 | S | 7,973 | $25.01 | D | 15,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $6.50 | Dec 31, 2014 | M | 7,973 | D | — | Apr 6, 2020 | Common Stock | 7,973 | 0 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | holding | — | — | — | Oct 1, 2015 | — | Common Stock | 10,000 | 10,000 | D |
| Stock Option (right to buy)F6 | $10.03 | holding | — | — | — | — | Dec 16, 2021 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F7 | $17.40 | holding | — | — | — | — | Feb 26, 2023 | Common Stock | 9,068 | 9,068 | D |
| Stock Option (right to buy)F8 | $22.76 | holding | — | — | — | — | Sep 3, 2023 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (right to buy)F9 | $25.32 | holding | — | — | — | — | Feb 27, 2024 | Common Stock | 12,166 | 12,166 | D |
Explanation of responses
- F1This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan.
- F2Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture.Of such shares, 5,000 continue to be subject to forfeiture under that plan as of the date of this filing.
- F3These restricted stock units vest in four equal annual installments beginning on October 1, 2015.
- F4This field is not applicable.
- F5This stock option is a replacement stock option and is fully vested.
- F6This stock option vests in five equal annual installments beginning on December 16, 2012.
- F7This stock option vests in four equal annual installments beginning on February 26, 2014.
- F8This stock option vests in four equal annual installments beginning on August 7, 2014.
- F9This stock option vests in four equal annual installments beginning on February 27, 2015.