SEC Form 4 · accession 0001209191-18-056778
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Nunis
Officer — Principal Fin & Acctg Officer
Period of report
Oct 31, 2018
Accepted (ET)
Nov 1, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Oct 31, 2018 | D | 2,467 | $6.25 | D | 8,082 | D | |
| Common Stock, par value $0.001 per share | Oct 31, 2018 | D | 2,434 | $6.25 | D | 5,648 | D | |
| Common Stock, par value $0.001 per share | Oct 31, 2018 | D | 5,648 | $6.25 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These RSUs became fully vested and converted into the right to receive an amount in cash equal to the product of the number of shares underlying such RSU multiplied by $6.25.
- F2These RSUs, which provided for vesting on March 31, 2020 and March 31, 2021, were cancelled and converted into an award to receive, on the earlier of the date on which each such RSU is scheduled to vest (subject to the achievement of the vesting conditions) and the first anniversary of the closing, subject to continued employment through that date, an amount in cash equal to the product of the number of shares underlying such RSU multiplied by $6.25.
- F3Disposed of pursuant to the Merger Agreement by and among the issuer, AMC Networks Inc., Digital Entertainment Holdings LLC, and River Merger Sub Inc. for $6.25 per share on the effective date of the merger.