SEC Form 4 · accession 0001209191-18-022570
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nazir Rostom
Officer — CFO
Period of report
Mar 31, 2018
Accepted (ET)
Apr 2, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Mar 31, 2018 | M | 13,333 | $0.00 | A | 46,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 31, 2018 | M | 13,333 | D | Mar 31, 2018 | Mar 31, 2020 | Common Stock, par value $0.001 per share | 13,333 | 26,667 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of RLJ Entertainment, Inc. common stock.