SEC Form 4 · accession 0001209191-17-046945
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nazir Rostom
Officer — CFO
Period of report
Jul 31, 2017
Accepted (ET)
Aug 1, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 31, 2017 | A | 40,000 | A | Mar 31, 2018 | Mar 31, 2020 | Common Stock, par value $0.001 per share | 40,000 | 40,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of RLJ Entertainment, Inc. common stock.
- F2On July 31, 2017 the Reporting Person was granted 40,000 restricted stock units from the 2012 Incentive Compensation Plan, which will be issued as common stock, par value $0.001, upon vesting in three equal installments on March 31, 2018, March 31, 2019 and March 31, 2020.