SEC Form 4 · accession 0001209191-16-140446
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judd Dayton
Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B-1 Convertible Preferred StockF1 | $3.00 | Sep 2, 2016 | P | 184 | A | Sep 2, 2016 | May 20, 2020 | Common Stock, par value $0.001 per share | 61,169 | 184 | I |
Explanation of responses
- F1Dividends may be accrued and added to the liquidation value of the the preferred stock, which may be converted into additional shares of common stock at the conversion price.