SEC Form 4 · accession 0001209191-16-135033
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miguel Penella
Officer — CEO · Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Aug 1, 2016 | A | 91,824 | $0.00 | A | 230,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 1, 2016, the Reporting Person was granted 91,824 shares of restricted common stock, par value $0.001 per share, of the Company. 30,608 shares will vest on March 31, 2017, 30,608 shares will vest on March 31, 2018 and 30,608 shares will vest on March 31, 2019.