SEC Form 4 · accession 0001140361-15-042517
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judd Dayton
Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Nov 18, 2015 | A | 42,882 | $0.00 | A | 58,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 18, 2015, the Reporting Person was granted 42,882 shares of restricted common stock, par value $0.001 per share, of the Company in connection with his service as a director of the Company. All 42,882 shares will vest in connection with the 2016 Annual Meeting of Shareholders or November 18, 2016, whichever date is earlier (the "Vesting Date"), provided that the Reporting Person's service as a director of the Company continues through the Vesting Date.