SEC Form 4 · accession 0001140361-15-021595
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morris Goldfarb
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B-2 Convertible Preferred Stock | $1.00 | May 20, 2015 | A | 1,000 | A | May 20, 2015 | May 20, 2020 | Common Stock par value $0.001 per share | 1,000,000 | 1,000 | D |
| Warrants | $1.50 | May 20, 2015 | A | 300,000 | A | May 20, 2015 | May 20, 2020 | Common Stock, par value $0.001 per share | 300,000 | 300,000 | D |