SEC Form 4 · accession 0001140361-15-000115
RLJ ENTERTAINMENT, INC. · RLJE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Charles E Davidson
10% Owner
WEXFORD SPECTRUM INVESTORS LLC
10% Owner
WEXFORD CAPITAL LP
10% Owner
Joseph Jacobs
10% Owner
Wexford GP LLC
10% Owner
Period of report
Dec 30, 2014
Accepted (ET)
Jan 2, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1,F2,F3 | Dec 30, 2014 | S | 2,095 | $2.00 | D | 1,471,358 | I | see footnotes |
| Common Stock, par value $0.001F1,F2,F3 | Dec 31, 2014 | S | 3,981 | $2.00 | D | 1,467,377 | I | see footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities disposed of and reported on this Form 4 are owned by Wexford Spectrum Investors LLC ("WSI").
- F2Wexford Capital LP ("Wexford Capital") may, by reason of its status as manager of WSI, be deemed to own beneficially the securities of which WSI possesses beneficial ownership. Wexford GP LLC ("Wexford GP") may, as the General Partner of Wexford Capital, be deemed to own beneficially the securities of which WSI possesses beneficial ownership. Each of Charles E. Davidson ("Davidson") and Joseph M. Jacobs ("Jacobs") may, by reason of his status as a controlling person of Wexford GP, be deemed to own beneficially the securities of which WSI possesses beneficial ownership. Each of Wexford Capital, Wexford GP, Davidson and Jacobs shares the power to vote and to dispose of the securities beneficially owned by WSI. (Continue with footnote (3)).
- F3(Continued from footnote (2)). Each of Wexford Capital, Wexford GP, Davidson and Jacobs disclaims beneficial ownership of the securities owned by WSI and this report shall not be deemed as an admission that they are the beneficial owners of such securities except, in the case of Davidson and Jacobs, to the extent of their respective interests in each member of WSI.