SEC Form 4 · accession 0001214659-15-006420
Professional Diversity Network, Inc. · IPDN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Kirsch
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 28, 2015
Accepted (ET)
Aug 31, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Aug 28, 2015 | P | 9,000 | $1.01 | A | 1,111,966 | D | |
| Common Stock, par value $0.01F1 | holding | — | — | — | 1,000 | I | By daughter | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 1,000 | I | By son | |
| Common Stock, par value $0.01F3 | holding | — | — | — | 1,000 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the reporting person's daughter who shares the same household as the reporting person.
- F2The reporting person has investment power over these securities which are held in an account for the reporting person's son.
- F3The reporting person has investment power over these securities, which are held in an account for the reporting person's daughter.