SEC Form 4 · accession 0001225208-19-004887
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Meredith J Ching
Officer — Exec. VP, External Affairs
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2019 | M | 29,929 | $10.66 | A | 135,630 | D | |
| Common StockF1 | Mar 5, 2019 | F | 19,009 | $23.14 | D | 116,621 | D | |
| Common Stock | holding | — | — | — | 213 | I | By Spouse | |
| Common Stock | holding | — | — | — | 622 | I | By TCESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $10.66 | Mar 5, 2019 | M | 29,929 | D | Jan 27, 2011 | Jan 26, 2020 | Common Stock | 29,929 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.