SEC Form 4 · accession 0001225208-18-017044
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Benjamin
Officer — President & CEO · Director
Period of report
Dec 26, 2018
Accepted (ET)
Dec 27, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2018 | M | 12,768 | $7.53 | A | 187,666 | I | By Revocable Living Trust |
| Common StockF1 | Dec 26, 2018 | F | 9,034 | $18.32 | D | 178,632 | I | By Revocable Living Trust |
| Common Stock | holding | — | — | — | 873 | D | ||
| Common Stock | holding | — | — | — | 28,404 | I | By Spouse's Revocable Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.53 | Dec 26, 2018 | M | 12,768 | D | Jan 28, 2010 | Jan 27, 2019 | Common Stock | 12,768 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.