SEC Form 4 · accession 0001225208-18-001960
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance K Parker
Officer — SVP/Chief Real Estate Officer
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | A | 10,838 | $0.00 | A | 25,675 | D | |
| Common Stock | Jan 29, 2018 | A | 441 | $0.00 | A | 26,116 | D | |
| Common Stock | Jan 29, 2018 | F | 218 | $27.68 | D | 25,898 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units issued under the Issuer's 2012 Incentive Compensation Plan that vest in three equal annual installments beginning a year from the transaction date.
- F2Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a three-year performance period ending on December 31, 2017.
- F3Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units.