SEC Form 4 · accession 0001225208-18-001955
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Benjamin
Officer — President & CEO · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | A | 32,514 | $0.00 | A | 173,666 | I | By Revocable Living Trust |
| Common Stock | Jan 29, 2018 | A | 2,481 | $0.00 | A | 176,147 | I | By Revocable Living Trust |
| Common Stock | Jan 29, 2018 | F | 1,249 | $27.68 | D | 174,898 | I | By Revocable Living Trust |
| Common Stock | holding | — | — | — | 873 | D | ||
| Common Stock | holding | — | — | — | 28,404 | I | By Spouse's Revocable Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units issued under the Issuer's 2012 Incentive Compensation Plan that vest in three equal annual installments beginning a year from the transaction date.
- F2Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a three-year performance period ending on December 31, 2017.
- F3Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units.