SEC Form 4 · accession 0001225208-17-018906
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul K Ito
Officer — Sr. Vice Pres. and Treasurer
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 34,203 | $10.66 | A | 77,181 | D | |
| Common Stock | Dec 15, 2017 | M | 17,539 | $14.92 | A | 94,720 | D | |
| Common StockF1 | Dec 15, 2017 | F | 36,782 | $28.66 | D | 57,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $14.92 | Dec 15, 2017 | M | 17,539 | D | Jan 25, 2013 | Jan 24, 2022 | Common Stock | 17,539 | 0 | D |
| Stock Option | $10.66 | Dec 15, 2017 | M | 34,203 | D | Jan 27, 2011 | Jan 26, 2020 | Common Stock | 34,203 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.