SEC Form 4 · accession 0001225208-17-014690
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Benjamin
Officer — President & CEO · Director
Period of report
Sep 5, 2017
Accepted (ET)
Sep 6, 2017 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2017 | M | 3,933 | $22.11 | A | 103,796 | I | By Revocable Living Trust |
| Common StockF1 | Sep 5, 2017 | F | 2,960 | $43.69 | D | 100,836 | I | By Revocable Living Trust |
| Common Stock | holding | — | — | — | 555 | D | ||
| Common Stock | holding | — | — | — | 20,000 | I | By Spouse's Revocable Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $22.11 | Sep 5, 2017 | M | 3,933 | D | Jun 29, 2012 | Jan 29, 2018 | Common Stock | 3,933 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.