SEC Form 4 · accession 0001225208-17-005684
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley M Kuriyama
Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 6, 2017 · 9:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | M | 117,828 | $11.37 | A | 333,197 | D | |
| Common Stock | Mar 6, 2017 | M | 69,447 | $22.11 | A | 402,644 | D | |
| Common StockF1 | Mar 6, 2017 | F | 124,195 | $44.53 | D | 278,449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $11.37 | Mar 6, 2017 | M | 117,828 | D | Jun 29, 2012 | Jan 27, 2019 | Common Stock | 117,828 | 0 | D |
| Stock Option | $22.11 | Mar 6, 2017 | M | 69,447 | D | Jun 29, 2012 | Jan 29, 2018 | Common Stock | 69,447 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with the net settlement of two stock option exercises.