SEC Form 4 · accession 0001225208-17-002087
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George M Morvis Jr.
Officer — Vice President Corporate Devel
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2017 | A | 1,080 | $0.00 | A | 11,447 | D | |
| Common Stock | Jan 26, 2017 | F | 338 | $44.77 | D | 11,109 | D | |
| Common Stock | Jan 26, 2017 | F | 405 | $44.77 | D | 10,704 | D | |
| Common Stock | Jan 27, 2017 | F | 286 | $44.29 | D | 10,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a two-year performance period ending on December 31, 2016.
- F2Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units.
- F3Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units.