SEC Form 4 · accession 0001225208-17-002082
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Benjamin
Officer — President & CEO · Director
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2017 | A | 2,429 | $0.00 | A | 102,044 | I | By Revocable Living Trust |
| Common Stock | Jan 26, 2017 | F | 662 | $44.77 | D | 101,382 | I | By Revocable Living Trust |
| Common Stock | Jan 26, 2017 | F | 858 | $44.77 | D | 100,524 | I | By Revocable Living Trust |
| Common Stock | Jan 27, 2017 | F | 661 | $44.29 | D | 99,863 | I | By Revocable Living Trust |
| Common Stock | holding | — | — | — | 555 | D | ||
| Common Stock | holding | — | — | — | 20,000 | I | By Spouse's Revocable Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock issued under the Issuer's 2012 Incentive Compensation Plan underlying performance share units that vested based on Issuer's performance over a two-year performance period ending on December 31, 2016.
- F2Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units.
- F3Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of performance stock units.