SEC Form 4 · accession 0001225208-17-001729
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher J Benjamin
Officer — President & CEO
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | G | 150 | $0.00 | D | 88,352 | I | By Revocable Living Trust |
| Common Stock | Mar 11, 2016 | G | 100 | $0.00 | D | 88,252 | I | By Revocable Living Trust |
| Common Stock | Mar 18, 2016 | G | 135 | $0.00 | D | 88,117 | I | By Revocable Living Trust |
| Common Stock | Jun 2, 2016 | G | 500 | $0.00 | D | 87,617 | I | By Revocable Living Trust |
| Common Stock | Jun 8, 2016 | G | 465 | $0.00 | D | 87,152 | I | By Revocable Living Trust |
| Common Stock | Nov 8, 2016 | G | 200 | $0.00 | D | 86,952 | I | By Revocable Living Trust |
| Common Stock | Nov 14, 2016 | G | 200 | $0.00 | D | 86,752 | I | By Revocable Living Trust |
| Common Stock | Nov 18, 2016 | G | 100 | $0.00 | D | 86,652 | I | By Revocable Living Trust |
| Common Stock | Nov 23, 2016 | G | 200 | $0.00 | D | 86,452 | I | By Revocable Living Trust |
| Common Stock | Dec 7, 2016 | G | 200 | $0.00 | D | 86,252 | I | By Revocable Living Trust |
| Common Stock | Dec 8, 2016 | G | 300 | $0.00 | D | 85,952 | I | By Revocable Living Trust |
| Common Stock | Jan 24, 2017 | A | 15,521 | $0.00 | A | 101,473 | I | By Revocable Living Trust |
| Common Stock | Jan 25, 2017 | F | 1,777 | $44.89 | D | 99,696 | I | By Revocable Living Trust |
| Common Stock | holding | — | — | — | 555 | D | ||
| Common Stock | holding | — | — | — | 20,000 | I | By Spouse's Revocable Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gifted shares represent a charitable contribution.
- F2Restricted stock units issued under the Issuer's 2012 Incentive Compensation Plan that vest in three equal annual installments beginning a year from the transaction date.
- F3Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units.