SEC Form 4 · accession 0001225208-16-040935
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson N S Chun
Officer — Sr. Vice Pres. & CLO
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 3,981 | $23.48 | A | 78,408 | D | |
| Common StockF1 | Oct 28, 2016 | F | 2,910 | $40.195 | D | 75,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $23.48 | Oct 28, 2016 | M | 3,981 | D | Jun 29, 2012 | Jan 23, 2017 | Common Stock | 3,981 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.