SEC Form 4 · accession 0001225208-16-038170
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Meredith J Ching
Officer — Sr. Vice Pres. Gov't Rel.
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2016 | M | 7,962 | $23.48 | A | 61,762 | D | |
| Common StockF1 | Aug 17, 2016 | F | 5,752 | $41.14 | D | 56,010 | D | |
| Common Stock | holding | — | — | — | 150 | I | By Spouse | |
| Common Stock | holding | — | — | — | 391 | I | By TCESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $23.48 | Aug 17, 2016 | M | 7,962 | D | Jun 29, 2012 | Jan 23, 2017 | Common Stock | 7,962 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.