SEC Form 4 · accession 0001225208-16-029901
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles G King
Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2016 | M | 16,422 | $23.78 | A | 92,798 | I | By Revocable Living Trust |
| Common StockF2 | Mar 11, 2016 | F | 10,823 | $36.085 | D | 81,975 | I | By Revocable Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $23.78 | Mar 11, 2016 | M | 16,422 | D | Jun 29, 2012 | Apr 26, 2016 | Common Stock | 16,422 | 0 | D |
Explanation of responses
- F1THIS OPTION WAS EXERCISED VIA NET SHARE SETTLEMENT IN ADVANCE OF THE ISSUER'S NEXT TRADING BLACKOUT PERIOD, WHICH ENCOMPASSES THE OPTION'S EXPIRATION DATE OF APRIL 26, 2016.
- F2Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.