SEC Form 4 · accession 0001225208-15-007831
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey N Watanabe
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 16,422 | $19.68 | A | 29,554 | D | |
| Common Stock | Mar 12, 2015 | S | 16,422 | $39.3606 | D | 13,132 | D | |
| Common Stock | holding | — | — | — | 6 | I | As Custodian for child | |
| Common Stock | holding | — | — | — | 44,763 | I | Prof.Shar. Plan Sub-Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $19.68 | Mar 12, 2015 | M | 16,422 | D | Jun 29, 2012 | Apr 27, 2015 | Common Stock | 16,422 | 0 | D |
Explanation of responses
- F1THIS OPTION WAS EXERCISED IN ADVANCE OF THE ISSUER'S NEXT TRADING BLACKOUT PERIOD, WHICH ENCOMPASSES THE OPTION'S EXPIRATION DATE OF APRIL 27, 2015.