SEC Form 4 · accession 0001545391-17-000028
TCP International Holdings Ltd. · TCPIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary Guzy
Officer — Chief Financial Officer
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 15, 2017 | A | 25,000 | $0.62 | A | 97,754 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Guzy received restricted share units representing 25,000 shares that will vest pro-rata on an annual basis over a three year period. As restricted share units vest, the vested units are automatically converted to common shares on a one-for-one basis on the vesting date.