SEC Form 4 · accession 0001545391-16-000038
TCP International Holdings Ltd. · TCPIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Catlett
Officer — Chief Executive Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 31, 2016 | F | 22,203 | $1.45 | D | 391,868 | D |
Table II — derivative securities
No Table II lines on this filing.