SEC Form 4 · accession 0001209191-15-028418
TCP International Holdings Ltd. · TCPIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric V. Peterson
Director
Period of report
Sep 25, 2014
Accepted (ET)
Mar 23, 2015 · 9:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Sep 25, 2014 | A | 5,455 | $0.00 | A | 10,455 | D | |
| Common Shares | Mar 16, 2015 | D | 1,232 | $2.74 | D | 10,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted share unit ("RSU") represents a contingent right to receive one common share of TCP International Holdings Ltd. As RSUs vest, they are automatically converted to vested common stock on a one-for-one basis.
- F2Mr. Peterson received restricted share units representing 5,455 shares subject to the following vesting schedule: one-third (1/3) will vest on each of February 28, 2015, July 31, 2015 and July 31, 2016.